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Uptick rule
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101	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 13, 2006 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-15 10:45:23 Economy of the United States Investment 73rd United States Congress Self-regulatory organizations Financial markets NASDAQ Securities Exchange Act Uptick rule Securities Act United States securities law Financial economics United States Securities and Exchange Commission
102	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a New Market Maker Peg Order Available to Exchange Market Makers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-11 13:30:22 Investment United States Securities and Exchange Commission Finance Mathematical finance Order Market maker Uptick rule Regulation NMS Securities Exchange Act Stock market Financial markets Financial economics
103	SR-CHX[removed]Page 73 of 79 Exhibit 5 Additions are underlined; deleted text is [in brackets] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-11 14:35:27 Self-regulatory organizations Chicago Stock Exchange Business Financial markets Order Regulation NMS Finance Uptick rule Short Stock market Financial economics Investment
104	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]December 22, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Assoc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-23 14:05:42 Financial economics Economy of the United States 73rd United States Congress Finance Stock market Securities Exchange Act Uptick rule NASDAQ Securities Act United States securities law Business United States Securities and Exchange Commission
105	Microsoft Word - Document2 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-24 11:39:33 Financial regulation Short selling Investment Uptick rule Finance Short U.S. Securities and Exchange Commission Tick Stock market Business Financial economics
106	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]January 27, 2004 Self-Regulatory Organizations; Notice of Designation of Longer Period for Commission Action and Extension of Comment P Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-21 13:33:14 Financial system Self-regulatory organization Economy of the United States U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Uptick rule Securities regulation in the United States United States securities law Financial regulation Securities Exchange Act
107	Microsoft Word - Document15 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-06 15:31:09 Stock market Uptick rule Short Naked short selling Bear raid Futures contract New York Stock Exchange Hedge fund Stock exchange Financial economics Investment Finance
108	STA Security Traders Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-20 11:57:54 Stock market Financial markets United States Securities and Exchange Commission Financial regulation Short selling Uptick rule Naked short selling Short Order Financial economics Finance Investment
109	MAR[removed]February 27,2009 Dear Mr. Paredes, It is abundantly clear by now how the regulatory changes by the SEC in 2007 were colossal mistakes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-10 11:10:10 Stock market Financial markets Mathematical finance Uptick rule Financial regulation Short selling Trading curb New York Stock Exchange Mark-to-market accounting Finance Financial economics Investment
110	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BSE[removed]September 20, 2006 Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-21 16:31:22 Investment Business United States securities law 73rd United States Congress Financial markets Securities Exchange Act Uptick rule Securities Act NASDAQ Stock market United States Securities and Exchange Commission Financial economics

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